CFA道德（一级二级三级）
主播：晗小晗的CFA学习笔记 播放：3.4万次最近更新: 2022-09-23
节目列表
正序 | 倒序
- 1七大条准则第三条—Duty to Clients（2）
- 2七大条准则第七大条—Responsibility as members
- 3七大条准则第六大条—Conflicts of Interest
- 4七大条准则第五大条－Investment
- 5七大条准则第四大条—Duty to Employer
- 6七大条准则第三条—Duty to Clients（1）
- 7七大条准则第二大条—Intergrity of Capital Markets
- 8七大条准则第一大条—Professionalism
- 9ROS11
- 10ROS8&ROS9&ROS10
- 11ROS7
- 12ROS5 &ROS6
- 13ROS3 &ROS4
- 14ROS －1.ROS policy（针对公司）
- 15道德中容易混淆的知识点
- 16VII CFA协会会员的责任
- 17V（C）Record Rentention
- 18V（B）communucation with clients
- 19V（A）Diligence and reasonable basis
- 20IV（C）Responsiblility of supervisors：监管者的责任
- 21IV（B）Additional Compensation arrangements
- 22IV（A）Loyalty
- 23III（E）Preservation of confidentiality
- 24III（D）Performance Presentation
- 25III（B）Fair Dealing
- 26III（A）loyalty prudence and care
- 27II（B）Market Manipulation
- 28II（A）Material Nonpublic Information
- 29I（C）Misrepresentation & I （D）Misconduct
- 30I（B）Independence and objectivity
- 31I（A）knowledge of law
- 32道德部分I professionalism 第一部分
- 33CFA二级道德
- 34III（C）Suitability
- 35IV（A）Loyalty（对雇主要忠诚⊙∀⊙！）
- 36VI Conflicts of Interest
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